As filed with the Securities and Exchange Commission on June 25, 2013.
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-1
REGISTRATION STATEMENT
Under
The Securities Act of 1933
ESPERION THERAPEUTICS, INC.
(Exact name of registrant as specified in its charter)
Delaware |
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2834 |
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26-1870780 |
46701 Commerce Center Drive
Plymouth, MI 48170
(734) 862-4840
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
Tim M. Mayleben
President and Chief Executive Officer
46701 Commerce Center Drive
Plymouth, MI 48170
(734) 862-4840
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Mitchell S. Bloom, Esq. |
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Troy A. Ignelzi |
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Bruce K. Dallas, Esq. |
Approximate date of commencement of proposed sale to the public:
As soon as practicable after this Registration Statement becomes effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended, check the following box. o
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x 333-188595
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large Accelerated Filer o |
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Accelerated Filer o |
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Non-Accelerated Filer x (Do not check if a |
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Smaller Reporting Company o |
CALCULATION OF REGISTRATION FEE
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Title of Each Class of Securities to be Registered |
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Amount |
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Proposed maximum |
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Proposed maximum |
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Amount of |
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Common stock, $0.001 par value per share |
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575,000 |
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$ |
14.00 |
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$ |
8,050,000 |
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$ |
1,098.02 |
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(1) |
Represents only the additional number of shares being registered and includes 75,000 shares of common stock issuable upon exercise of the underwriters option to purchase additional shares. Does not include the securities that the Registrant previously registered on the Registration Statement on Form S-1 (File No. 333-188595). |
(2) |
The registration fee is calculated in accordance with Rule 457(a) under the Securities Act of 1933, as amended, based on the proposed maximum aggregate offering price. The registrant previously registered securities at an aggregate offering price not to exceed $77,625,000 on a Registration Statement on Form S-1 (File No. 333-188595), which was declared effective by the Securities and Exchange Commission on June 25, 2013. In accordance with Rule 462(b) under the Securities Act, an additional amount of securities having a proposed maximum aggregate offering price of $14.00 is hereby registered, which includes shares issuable upon the exercise of the underwriters option to purchase additional shares. |
The Registration Statement shall become effective upon filing in accordance with Rule 462(b) promulgated under the Securities Act of 1933, as amended.
Explanatory note and incorporation by reference
This Registration Statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended (the Securities Act). The contents of the Registration Statement on Form S-1 (File No. 333-188595) filed by Esperion Therapeutics, Inc. with the Securities and Exchange Commission (the Commission) pursuant to the Securities Act, which was declared effective by the Commission on June 25, 2013, are incorporated by reference into this Registration Statement.
The required opinion and consents are listed on an Exhibit Index attached hereto and filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Registration Statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in Plymouth, Michigan on the 25th day of June, 2013.
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ESPERION THERAPEUTICS, INC. | |
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By: |
/s/ Tim M. Mayleben |
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Tim M. Mayleben |
Pursuant to the requirements of the Securities Act, this Registration Statement on Form S-1 has been signed by the following persons in the capacities and on the dates indicated.
Name |
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Title |
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Date |
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/s/ Tim M. Mayleben |
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President, Chief Executive Officer and Director |
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June 25, 2013 |
Tim M. Mayleben |
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(Principal Executive Officer and Principal Financial Officer) |
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/s/ Richard B. Bartram |
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Controller (Principal Accounting Officer) |
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June 25, 2013 |
Richard B. Bartram |
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* |
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Director |
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June 25, 2013 |
Patrick Enright |
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* |
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Director |
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June 25, 2013 |
Dov A. Goldstein, M.D. |
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Director |
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June 25, 2013 |
Daniel Janney |
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Director |
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June 25, 2013 |
Louis G. Lange, M.D., Ph.D. |
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* |
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Chief Scientific Officer, Director and Executive Chairman |
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June 25, 2013 |
Roger S. Newton, Ph.D., FAHA |
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Director |
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June 25, 2013 |
Nicole Vitullo |
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*By: |
/s/ Richard B. Bartram |
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Richard B. Bartram |
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EXHIBIT INDEX
Exhibit No. |
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Exhibit Index |
5.1 |
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Opinion of Goodwin Procter LLP |
23.1 |
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Consent of Ernst & Young LLP |
23.2 |
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Consent of Goodwin Procter LLP (included in Exhibit 5.1) |
24.1* |
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Power of Attorney |
* Previously filed on the signature page to the Registrants Registration Statement on Form S-1, as amended (File No. 333-188595), originally filed with the Securities and Exchange Commission on May 14, 2013 and incorporated by reference herein.
Exhibit 5.1
June 25, 2013
Esperion Therapeutics, Inc.
46701 Commerce Center Drive
Plymouth, MI 48170
Re: Securities Registered under Registration Statement on Form S-1
Ladies and Gentlemen:
We have acted as counsel to you in connection with your filing of (i) a Registration Statement on Form S-1 (File No. 333-188595) (the Initial Registration Statement) pursuant to the Securities Act of 1933, as amended (the Securities Act) and (ii) a second Registration Statement on Form S-1 filed pursuant to Rule 462(b) promulgated under the Securities Act (the 462(b) Registration Statement, and together with the Initial Registration Statement, the Registration Statement). This opinion letter is furnished to you in connection with your filing of the 462(b) Registration Statement, relating to the registration of the offering by Esperion Therapeutics, Inc., a Delaware corporation (the Company) of up to 575,000 shares (the Shares) of the Companys Common Stock, $0.001 par value per share, including Shares purchasable by the underwriters upon their exercise of an over-allotment option granted to the underwriters by the Company. The Shares are being sold to the several underwriters named in, and pursuant to, an underwriting agreement among the Company and such underwriters.
We have reviewed such documents and made such examination of law as we have deemed appropriate to give the opinions set forth below. We have relied, without independent verification, on certificates of public officials and, as to matters of fact material to the opinions set forth below, on certificates of officers of the Company.
The opinion set forth below is limited to the Delaware General Corporation Law (which includes reported judicial decisions interpreting the Delaware General Corporation Law).
Based on the foregoing, we are of the opinion that the Shares have been duly authorized and, when the Shares have been issued and delivered against payment in accordance with the terms approved by a duly authorized committee of the Board of Directors, the Shares will be validly issued, fully paid and non-assessable.
We hereby consent to the inclusion of this opinion as Exhibit 5.1 to the 462(b) Registration Statement and to the references to our firm under the caption Legal Matters in the Registration Statement. In giving our consent, we do not admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations thereunder.
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Very truly yours, |
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/s/ Goodwin Procter LLP |
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GOODWIN PROCTER LLP |
Exhibit 23.1
Consent of Independent Registered Public Accounting Firm
We consent to the incorporation by reference in the Registration Statement on Form S-1 filed pursuant to Rule 462(b) of the Securities Act of 1933 of the reference to our firm under the caption Experts and our report dated April 12, 2013 (except Note 1(a) and Note 18, as to which the date is April 19, 2013, and for Note 1(b), as to which the date is June 11, 2013), included in Amendment No. 2 to the Registration Statement (Form S-1 No. 333-188595) and related Prospectus of Esperion Therapeutics, Inc. dated June 12, 2013.
/s/ Ernst & Young LLP
Milwaukee, Wisconsin
June 25, 2013